Regulations for Accounting and Financial Professional
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Overview
Subject area
FINC
Catalog Number
245
Course Title
Regulations for Accounting and Financial Professional
Department(s)
Description
This course allows students the opportunity to explore the implications of the law and the legal environment as it applies to accountants and financial professionals. Topics covered include the federal securities regulations, other federal regulations, debtor/creditor relationship, choice of entity, Uniform Commercial Code, dispute resolution, legal duties and responsibilities of financial professionals, and other topics emphasized on the Uniform CPA Exam.
Typically Offered
Fall, Spring
Academic Career
Undergraduate
Liberal Arts
No
Credits
Minimum Units
3
Maximum Units
3
Academic Progress Units
3
Repeat For Credit
No
Components
Name
Lecture
Hours
3
Requisites
029912